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    <TITLE>German Defense Chief General Klaus Naumann...The Transformation of
    NATO &amp; the Shaping of European Security</TITLE>
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    <CENTER><FONT COLOR="#000000"><FONT SIZE="+4">The Transformation of NATO
    and the</FONT></FONT></CENTER>
    <CENTER><FONT COLOR="#000000"><FONT SIZE="+4">Shaping of European
    Security</FONT><FONT SIZE="+0"></FONT></FONT></CENTER>
    <CENTER><FONT COLOR="#000000"><FONT SIZE="+3">German Chief of Defense
    General Klaus Naumann</FONT></FONT></CENTER>
    <CENTER></CENTER>
    <CENTER><FONT SIZE="+1">&nbsp;</FONT></CENTER>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Addressing the 12th NATO
      Workshop in Dresden is something I would not have dared to dream of less
      than a decade ago. That it became possible is the result of our Alliance's
      cohesion, solidarity, and risk sharing, a truly winning formula that we
      must not forget in today's world of uncertainties and new risks. To that
      end, this year's Workshop discussions have focused on the new NATO. I
      would like to offer a few observations on the topic from a German point of
      view.</FONT></FONT> </P>
    <CENTER></CENTER>
    <CENTER><B><FONT COLOR="#000000"><FONT SIZE="+1">GERMANY'S BENEFITS AND
    SACRIFICES</FONT></FONT></B></CENTER>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Germany, whose security policy
      has benefited more than any other country's from the end of the bipolar
      confrontation, is situated in the heart of Europe. Whether its people like
      it or not, Germany must and will play an active role in Europe, including
      the acceptance of responsibility and the sharing of risks with Allies. But
      Germany is undergoing a period of internal change, since its division was
      much deeper than we had thought when we rejoiced in unification.</FONT></FONT>
    </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">When unification came about, two
      societies were brought together that were based on truly antagonistic
      ideas: democracy in the West and totalitarianism in the East. We had to
      merge two peoples whose life conditions had nothing in common but
      language; we had to merge two economies that were completely incompatible.</FONT></FONT>
    </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Outside Germany, it is not too
      widely known that Germany is de facto spending 5-6% of its GDP for the
      unification process and will continue to spend 4-6% of its GDP on this
      process until the year 2005. That amount is approximately 150 billion DM
      per year. This enormous transfer from West to East makes it possible for
      East Germans to enjoy social welfare similar to that of their West German
      compatriots. The German experience, however, cannot serve as a model for
      other countries in transition. Our most important and difficult task
      during the last four years was to get out of the rubble of 45 years of a
      centrally planned economy, including total exploitation of capital
      investment, unbelievable exploitation of the ecology, and a total lack of
      investment in infrastructure. We have learned that the reconstruction of
      the eastern part of Germany will require between 15 and 25 years. We have
      also learned that the hidden figure of unemployment in the socialist
      system is approximately 30%. Therefore Germany and other European
      countries, but Germany in particular as the largest and strongest economic
      member of the European Union, will have to face up to many problems in the
      process of rebuilding Europe. These problems come in addition to our joint
      responsibilities in maintaining highly complex societies under rapidly
      changing conditions.</FONT></FONT> </P>
    <CENTER></CENTER>
    <CENTER><B><FONT COLOR="#000000"><FONT SIZE="+1">ASSESSMENT OF THE
    SITUATION</FONT></FONT></B></CENTER>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">In terms of security, however,
      we are much better off. For the first time in 300 years, Germans are no
      longer the object of external pressure but have the chance to prevent
      conflicts and make peace more secure. Of course, this means making major
      changes in our policy, since we must alter the attitude that prevailed in
      the days of the Cold War; namely, we must focus on Central Europe
      exclusively. Unification and the end of confrontation brought about three
      factors which can be considered as constants in terms of German security:</FONT></FONT>
    </P>
    <UL>
      <LI><FONT COLOR="#000000"><FONT SIZE="+0">Germany is no longer a
        front-line state and is surrounded by neighbors that are its allies or
        friends.</FONT></FONT></LI>
      <LI><FONT COLOR="#000000"><FONT SIZE="+0">Germany is no longer within
        range of a military power capable of strategic offensive and occupying
        German terrain.</FONT></FONT></LI>
      <LI><FONT COLOR="#000000"><FONT SIZE="+0">Germany continues to be part
        of the Western community of shared values and will continue to be an
        important land power in the NATO maritime alliance.</FONT></FONT></LI>
    </UL>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Still, we are confronted with
      risks and uncertainties in Eastern and Southeastern Europe and realize
      that it is no longer sufficient to aim at security in Europe; we must
      strive for security for Europe. It seems to me that three very different
      approaches to security are being pursued by European countries at this
      time:</FONT></FONT> </P>
    <UL>
      <LI><FONT COLOR="#000000"><FONT SIZE="+0">The European Union countries
        no longer consider war as an instrument of politics.</FONT></FONT></LI>
      <LI><FONT COLOR="#000000"><FONT SIZE="+0">Others, e.g., Russia, still
        seem to think in categories like zones of hegemony or spheres of
        dominating influence.</FONT></FONT></LI>
      <LI><FONT COLOR="#000000"><FONT SIZE="+0">A minority, including the
        warring parties in the former Yugoslavia, believe that war is an
        instrument of politics.</FONT></FONT></LI>
    </UL>
    <CENTER><B><FONT COLOR="#000000"><FONT SIZE="+1">CONSEQUENCES FOR
    EUROPEAN SECURITY: THE TRANSFORMATION OF NATO AND THE SHAPING OF EUROPE'S
    ABILITY TO ACT</FONT></FONT></B></CENTER>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">What are the conclusions to be
      drawn from this mixed approach to security? On the one hand, the regional
      approach that used to be limited to Europe and the NATO Treaty area is no
      longer adequate; on the other hand, mere response is not enough to prevent
      conflicts in the unleashed world outside nuclear conflict containment.
      Preventive action must be taken.</FONT></FONT> </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Such action certainly
      necessitates the use of conflict management mechanisms in the very early
      stages of crises. The Organization for Security and Cooperation in Europe
      (OSCE), because it includes the United States, Russia, and Europe, must
      play a role, and its efforts ought to be appreciated.</FONT></FONT> </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">However, conflict management
      means action, and this is the OSCE's weakness; the former CSCE's
      consensus-minus-one policy has not been remedied. Nevertheless, I feel we
      must continue to work on developing the OSCE, if only to let Russia find a
      place in Europe without the chance to assume a dominating role.</FONT></FONT>
    </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">To this end, it will be
      necessary to identify common political goals at the beginning of a crisis
      rather than take military action on the basis of whitewashed contrasts as
      occurred in Yugoslavia. Europe will also need organizations capable of
      acting, and the only one is NATO.</FONT></FONT> </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">As of now NATO can act only in
      its own right when exercising its Article V responsibilities. It needs a
      political mandate from an organization such as the United Nations (U.N.)
      to legitimize other actions. The U.N., however, is an organization
      stretched beyond its resources. It has become clear that regional
      organizations must pick up some of the burden. This is a political task,
      but it seems possible that the Alliance could undertake crisis-management
      operations according to Article IV of the NATO Treaty and based on either
      a U.N. mandate or Article 51 of the U.N. Charter. In the latter case, a &quot;coalition
      of the willing&quot; probably would act based on their determination and
      with the consent of their allies. NATO, however, should not act as a
      servant of the U.N. as it does right now in the former Yugoslavia. The
      bitter lesson that NATO has learned there is that it is impossible to
      reconcile peace-enforcement operations with the conditions of a
      peacekeeping operation. NATO increasingly is being seen as ineffective and
      is losing both credibility and support.</FONT></FONT> </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">In my view, future NATO missions
      should encompass: collective defense of the NATO Treaty area; crisis
      management and conflict prevention within NATO's not-yet-defined sphere of
      interest; and the projection of stability through cooperation. There is no
      question that NATO must undergo further change to that end. NATO should no
      longer be seen as a one-way alliance that provides security only for
      Europe; it should help our American partners if they need it. Therefore it
      must be enabled to manage crises beyond collective defense. This issue
      involves the still-unresolved Combined Joint Task Force (CJTF) problem,
      which in my view is an issue of instruments. It is by no means as
      complicated an issue as identifying the sphere of interest within which
      NATO nations might be willing to act to prevent conflicts, or the more
      institutional issues of establishing proper political decision-making
      machinery, military command structures, and appropriate force structures
      for both crisis management and collective defense (these should be
      identical).</FONT></FONT> </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">To use the capabilities and
      resources of the Alliance to shape Europe's security and defense identity,
      we need to implement the mandate of the January 1994 NATO Summit. Answers
      are urgently needed, since they may affect the JGC 96, which will deal
      with the question of a European security policy. Nothing, however,
      justifies abandoning NATO's integrated military structure. Modification is
      possible, but abandonment would open the bottle and let out the genie of
      defense renationalization.</FONT></FONT> </P>
    <CENTER></CENTER>
    <CENTER><B><FONT COLOR="#000000"><FONT SIZE="+1">PROJECTING STABILITY
    EASTWARD</FONT></FONT></B></CENTER>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">NATO has taken two initial steps
      to project stability to the East by creating the North Atlantic
      Cooperation Council (NACC) and Partnership for Peace (PFP). In just one
      year, PFP has become an integral part of the European security scene. It
      is a useful tool that encourages NATO and individual Partners to work
      together. It also helps new democratic states to restructure, establish
      democratic control of their military forces, and learn new forms of
      military doctrine, environmental control, and disaster relief.</FONT></FONT>
    </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">The 20 PFP military exercises
      planned for this year, of which Germany will participate in 14, will do
      much to foster this transitional process. Twenty-six nations, including
      Russia, have deemed PFP membership to be in their interests. This progress
      is encouraging, but improvement in coordination between national,
      bilateral, or trilateral activities and NATO programs is also necessary.
      In addition, exercises that would result in an ever-increasing degree of
      common standards and procedures should be considered. Germany has offered
      some proposals to that end and introduced legislation that will enable our
      country to host PFP exercises as of next year.</FONT></FONT> </P>
    <CENTER></CENTER>
    <CENTER><B><FONT COLOR="#000000"><FONT SIZE="+1">NATO ENLARGEMENT</FONT></FONT></B></CENTER>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">As NATO undertakes its
      transformation, risk will be involved. Partners' unfulfilled hopes could
      lead to withdrawal and frustration; also, if the Alliance proceeds too
      quickly, it will accept new members before it has adequately adjusted to
      new tasks. That is why NATO enlargement must be approached with judgment
      and patience and, most of all, as a process that needs time.</FONT></FONT>
    </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Today, Eastern and Central
      European nations consumed with the task of constructing democratic
      governments and market economies instinctively look westward for their
      models. They seek the same umbrella of protection and the same prosperity
      now enjoyed by NATO members. Our task is to help these countries achieve
      these goals through a new, yet realistic, security structure. That NATO
      should and will expand is no longer a question. What is in question is
      where, when, and how expansion will take place.</FONT></FONT> </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Before NATO is extended, the 16
      member-nations that currently make up NATO must decide whether or not they
      are prepared to guarantee collective defense and common protection of
      interests. New members must be willing to share risks, responsibilities,
      and burdens with us, and should be prepared to accept the membership
      rules.</FONT></FONT> </P>
    <CENTER></CENTER>
    <CENTER><B><FONT COLOR="#000000"><FONT SIZE="+1">THE SHAPING OF THE
    EUROPEAN SECURITY</FONT></FONT></B></CENTER>
    <CENTER><B><FONT COLOR="#000000"><FONT SIZE="+1">AND DEFENSE IDENTITY</FONT><FONT SIZE="+0"></FONT></FONT></B></CENTER>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">As the Alliance moves in new
      directions, a new European security and defense identity is about to be
      shaped. At the center of this evolution is the Western European Union
      (WEU), which must become the defense component of the European Union and
      the European pillar of NATO. Europe must attain the capability of limited
      independent action. How we will distinguish between the tasks of NATO and
      those of the WEU-EU and find ways to achieve a common European ability to
      act require, however, a great deal of thought and imagination.</FONT></FONT>
    </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Some limited European
      capabilities are needed without duplicating NATO's efforts. Having them
      and using them will tie the United States firmly and lastingly to Europe.
      This is a must, for without the United States there will be no security
      with an unstable Russia, no chance to achieve supra-regional security.
      Without a U.S. commitment to Europe there would be a risk of strategic
      decoupling, the negative implications of which would go far beyond the
      areas of security and defense. Fortunately, the United States has signaled
      that it welcomes the strengthening of NATO's European defense pillar via
      the Western European Union.</FONT></FONT> </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">There will be instances in the
      future when WEU members will want to engage in operations in which other
      NATO members choose not to be involved. This is why the so-called
      dual-hatting of NATO and WEU forces, the support of the Combined Joint
      Task Force, and a security architecture with both the strength and
      flexibility to meet the varied security tests of this new period of global
      change are so important. But all of these changes will result in new
      demands on the armed forces. The task of covering the military spectrum,
      from armed humanitarian operations to coercive measures in
      crisis-management missions, will be added to the tasks of those employed
      within NATO's collective defense.</FONT></FONT> </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Armed forces are undergoing
      dramatic changes at the present time:</FONT></FONT> </P>
    <UL>
      <LI><FONT COLOR="#000000"><FONT SIZE="+0">The original function of
        national and Alliance defense forces is being expanded by a variety of
        new tasks; the forces are becoming multifunctional.</FONT></FONT></LI>
      <LI><FONT COLOR="#000000"><FONT SIZE="+0">The unidimensionality of
        risks encountered in a period of confrontation is being replaced by a
        variety of multidirectional risks.</FONT></FONT></LI>
      <LI><FONT COLOR="#000000"><FONT SIZE="+0">The situation of nuclear
        confrontation, in which the employment of forces was almost precluded
        and only reaction on the defending side was allowed, no longer exists.
        What is needed now is action, including preventive action.</FONT></FONT></LI>
    </UL>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Accordingly we had to change the
      mission of the Bundeswehr. We are transforming our armed forces into an
      instrument that will enable Germany to contribute to conflict prevention
      by using the entire spectrum of political, economic, and military means in
      a flexible manner. The resulting new force structure will enable my
      country to contribute to NATO's highly trained and readily available
      reaction forces as well as its main defense forces.</FONT></FONT> </P>
    
    <P><FONT COLOR="#000000"><FONT SIZE="+0">Germany will remain a very
      active player and a most reliable partner in Europe and in NATO. We are
      willing to shoulder risks and to accept wider responsibilities within the
      U.N., NATO, and the EU, and we are equipped with armed forces that are fit
      to fight and willing to help.</FONT></FONT> </P>
    
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