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<TITLE>2001Book - Final</TITLE>
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<P ALIGN="CENTER"><FONT COLOR="#1f1a17" SIZE="6" FACE="Palatino">
<FONT COLOR="#1f1a17" FACE="Times New Roman" SIZE="6">Preface</FONT><FONT COLOR="#1f1a17" FACE="Palatino" SIZE="6"></FONT>
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<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
On 24 May 2001, the <I>XVIII</I><FONT COLOR="#1f1a17" FACE="Palatino" SIZE="1"><SUP><I>th</I></SUP></FONT><FONT COLOR="#1f1a17" FACE="Palatino" SIZE="2"><I> International Workshop on Political-Military
 Decision Making</I> opened in historic Kronborg Castle with a reception, dinner,
 and address by the Workshop&#146;s Patron, Danish Minister of Defense Jan Tr&#248;jborg.
 One of Northern Europe&#146;s most important Renaissance castles, Kronborg,
 also known as &#147;Hamlet&#146;s Castle,&#148;was added to the UNESCO World Heritage
 List in 2000. &nbsp;Workshop participants were welcomed to Kronborg by the members
 of the Royal Danish Horse Guard, who appear on the cover of these <I>Proceedings</I>.
 At the Louisiana Museum&#151;Denmark&#146;s magnificent collection of modern art
 on the &#216;resund coast&#151;former U.S. Secretary of Defense William Cohen gave
 a dinner address that urged further cooperation and communication between
 the U.S. and Europe, as ESDP was emerging as an important issue in transatlantic
 security. At the Danish government&#146;s recommendation, the Workshop sessions
 were held at the Comwell Conference Center in the seaside town of Snekkersten
 north of Copenhagen. Comwell provided a relaxed environment which was conducive
 to interaction and discussion among participants. Lithuanian President
 Valdas Adamkus addressed the Workshop for the third consecutive year and
 Slovak Prime Minister Mikul&#225;&#154; Dzurinda for the second time.</FONT>
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
&nbsp;Major presentations were given by the Defense Ministers of Canada, Portugal,
 Austria, Lithuania, and Sweden (as representative of the Swedish EU Presidency);
 the Icelandic Minister of Education, Science and Culture; the Foreign Minister
 of Latvia (representing the Latvian Presidency of the Council of Europe);
 the former Foreign Minister of Ukraine; UN Administrators for Kosovo and
 East Timor; NATO&#146;s Deputy Secretary General and the Deputy Supreme Allied
 Commander, Europe. Among other key presenters were the Director of the
 EU International Military Staff, the Italian Secretary General for National
 Defense, the Chief of Defense of Finland, a former Chef d&#146;Et&#226;t-Major Inter-armes
 of France, and a former Chief of Defense of Germany (who is also a former
 Chairman of the NATO Military Committee). State Secretaries of Norway and
 Romania (representing the Romanian OSCE Presidency) spoke on behalf of
 their organizations. &nbsp;An important scientific and technical dimension of
 the Workshop was contributed by panel presentations of the U.S. Defense
 Science Board Chairman as well as representatives of the Under Secretary
 of Defense, Agusta, Alenia Aerospazio, Boeing, Lockheed-Martin, Northrop-Grumman,
 and Raytheon.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
The Workshop series has been sponsored in part by the Government of Denmark,
 Agusta, Alenia Aerospazio, Association of the United States Army, BAE SYSTEMS,
 BDLI (German Aerospace Industries Association), The Boeing Company, EADS
 (DaimlerChrysler Aerospace), General Dynamics Corporation, Lockheed Martin,
 Net Assessment, Northrop Grumman, Raytheon Company, STN ATLAS Elektronik
 GmbH, TERMA Elektronik AS, Government of the Czech Republic, Government
 of the Federal Republic of Germany, Government of Greece, Government of
 Hungary, Government of the Netherlands, Government of Norway, Government
 of Poland, Government of Portugal, Austrian Ministry of Defense, Italian
 Ministry of Defense, MITRE Corporation and the Canadian Armed Forces. Without
 their support, the eighteen-year series of annual Workshops would not be
 possible.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
We would like to thank the Danish government and all the members of the
 Danish Ministry of Defense for their hard work in making the Workshop not
 only a reality but a success. In particular, our gratitude goes to Minister
 Tr&#248;jborg for supporting the Workshop and serving as Patron, and to the
 Permanent Secretary of &nbsp;State for Defense, Anders Troldborg, who oversaw
 the Danish organizational efforts and actively participated in the Workshop
 sessions and events. The assistance of Mr. Michael Lund Jeppesen and Ms.
 Mette Kjuel Nielsen with the Workshop program and overall coordination
 is also gratefully acknowledged. Under the excellent direction of Lieutenant
 &nbsp;Colonel Otto Gr&#252;ner, his staff of Ms. Helle Poulsen, Commander Johnny
 Andersen and Ms. Jette Fl&#248;borg worked professionally and diligently for
 many months to prepare for the Workshop. We enjoyed our mutual cooperation
 very much. <FONT COLOR="#1f1a17" FACE="Palatino" SIZE="3"></FONT>
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
Our warmest thanks go to the Danish Chief of Defense, General Christian
 Hvidt, for the excellent work of his fine staff. Major Nils Nyk&#230;r and his
 men, Captain Henrik Pedersen, Warrant Officer Flemming Wrist-Knudsen, Lance
 Corporal Peter Josefsen, Lance Corporal Claus Pedersen and Lance Corporal
 Kenneth Nielsen played a major role &nbsp;in the success of the Workshop. Special
 thanks go to Warrant Officer Finn Hansen for his tremendous accomplishment
 with transportation and Major J&#248;rgen Kold for organizing the Kronborg Castle
 dinner.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
Every year, the Center for Strategic Decision Research&#146;s Workshop Staff
 plays an integral role in the success of the Workshop. Our staff members
 are highly trained and motivated young professionals who have other careers
 or are pursuing their graduate studies. They come to the Workshop on a
 reduced-salary or semi-volunteer basis and work long hours to ensure that
 the Workshop runs smoothly. For the third year in a row, the Workshop Staff
 was led by the Center for Strategic Decision Research&#146;s Associate Director,
 Ms. Mary L. Wu, J.D. (Stanford Law School) and included Mr. Ulrik Ahnfeldt-Mollerup,
 M.A. (Fletcher School), Ms. Rebecca Archer, J.D. (Harvard Law School),
 Mr. Jean-Pierre Campbell (University of New Mexico), Ms. Elena Dokuchayeva,
 J.D. (University of Vladivostock), Ms. Paulina Dziamka (University of New
 Mexico), Ms. Whitney Hischier, M.B.A. (University of California, Berkeley)
 and Ms. Manon van der Horden, an experienced conference and protocol specialist
 based in Quebec, Canada. &nbsp;We would like to thank them warmly for their
 excellent work.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
<I>The events of 11 September and their consequences.</I> The tragic events of
 11 September have irrevocably changed the fundamental nature of security.
 &nbsp;We can only hope that the horrible tragedies in New York, Washington,
 and Pennsylvania will bring nations together, not only to defeat terrorism
 but to address their fundamental causes.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
Neither the collapse of the World Trade Towers, the partial destruction
 of the Pentagon, nor the heroic actions of passengers on United Airlines
 Flight 93 that crashed in Pennsylvania could have been predicted by any
 speakers in Denmark at the <I>XVIII</I><FONT COLOR="#1f1a17" FACE="Palatino" SIZE="1"><SUP><I>th</I></SUP></FONT><FONT COLOR="#1f1a17" FACE="Palatino" SIZE="2"><I> International Workshop.</I></FONT>
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
In response to the first real threat to U.S. shores since Pearl Harbor,
 President Bush elected to respond militarily without drawing heavily on
 the structures of either NATO, the EU, or UN. Instead, the United States
 chose to rely on its own forces and a &#147;coalition of the willing&#148; that could
 possibly become the pattern for responses to similar crises that may occur
 in the future.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
<I>The capabilities gap.</I> The actions of the Bush Administration are perhaps
 understandable given the cumbersome nature of international security organizations
 and the capabilities gap between the U.S. and its European Allies that
 became evident after NATO actions in the Balkans. The gap may be exacerbated,
 moreover, by the limited flexibility of European forces, which makes it
 difficult for them to address a sufficiently wide range of threats or to
 project power into a region as remote as Afghanistan.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
The capabilities gap, for example, is repeatedly discussed in this volume.
 In fact, Secretary Cohen expressed his fears that the European pillar of
 NATO might not be of stone, but a &#147;pillar of salt&#148; if sufficient resources
 are not allocated. These same concerns as to the capability shortfall were
 expressed by Danish Defense Minister Tr&#248;jborg and Lieutenant General Schuwirth
 and reinforced by Admiral Jacques Lanxade, who wrote in the final chapter
 that &#147;Europeans must become conscious of the consequences of their insufficient
 defense effort, which threatens their long-term security, their ability
 to be a global actor, and the transatlantic link to which they attach great
 importance.&#148; &nbsp;Although Admiral Lanxade&#146;s language may be strong, the shortfall
 is not entirely a European failing: it is at least partly the result of
 insufficient technology transfer. &nbsp;Especially now that defense technology
 depends heavily on the creative use of civil sector R&amp;D, technology transfer&#151;including
 defense investments&#151;needs to flow across the Atlantic in both directions.

</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
According to General Sir Rupert Smith, who addressed the Workshop as the
 Deputy Supreme Allied Commander, the European shortfalls are a direct result
 of the NATO force-planning process. To a large degree, they are the careful
 and deliberate consequence of meeting Cold War requirements. General Smith
 proposes that &#147;European navies and air forces evolved as supporting forces
 for the United States striking fleet and the United States Air Force. The
 European armies concentrated on the territorial defense of NATO&#146;s eastern
 frontiers.&#148; Consequently, they were not mobile because they did not need
 to be.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
As General Smith and others pointed out, however, the situation has now
 changed: forces must be flexible. In fact, according to Dr. William Schneider,
 Chairman of the Defense Science Board, it is no longer even possible to
 optimize against a specific threat. As a result, he advocates a &#147;capability-based&#148;
 planning process for the United States to replace the &#147;threat-based&#148; planning
 of the past.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
<I>The new security priorities and their underlying causes.</I> &nbsp;Equally striking
 are the Administration&#146;s announcements of its new security priorities:
 the war on terrorism, Asia, and homeland defense. Perhaps Russia can be
 added to this list of priorities as well as ballistic missile defenses.
 Europe and NATO&#151;which were at the center of U.S. foreign and security policy
 for much of the last century&#151;are not explicitly mentioned. As Admiral Lanxade
 observed, the U.S. appears to be &#147;ever more interested in Asia&#148;&#151;a point
 made by Alfred Volkman, Secretary Cohen, former U.S. Ambassador Robert
 Hunter, and others. For this reason, Al Volkman emphasized the importance
 of strengthening U.S. defense cooperation with Japan, Australia, Korea,
 and Singapore. A valid question may be, however, if the U.S. is truly shifting
 its focus to Asia, what role will Europe and NATO play in the U.S. defense
 priorities of the future?
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
2001 was a watershed year for global security. As priorities shift and
 the war on terrorism continues, new international coalitions are forming
 as a result. These changes present challenges for existing alliances, and
 especially for regional ones such as NATO, since global terrorism knows
 no borders. What remains clear is that the relative prosperity and stability
 enjoyed by Western nations are largely due to the close relations that
 exist among them. &nbsp;In order to preserve the benefits of peace, stability,
 and democracy and to pass them on to future generations, Western nations
 may need to address fundamental global problems of injustice, misery, ethnic
 and other rivalries, as well as lingering hatreds.
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
The <I>XVIII</I><FONT COLOR="#1f1a17" FACE="Palatino" SIZE="1"><SUP><I>th</I></SUP></FONT><FONT COLOR="#1f1a17" FACE="Palatino" SIZE="2"><I> Workshop</I> in Denmark gave participants the opportunity to meet
 and discuss pertinent security issues; we hope that we will have the opportunity
 to welcome them back in 2002 for still more important discussions.</FONT>
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
<BR>
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
Dr. Roger Weissinger-Baylon and Anne D. Baylon
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
Center for Strategic Decision Research
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
Menlo Park, California
</FONT></P>
<P ALIGN="LEFT"><FONT COLOR="#1f1a17" SIZE="2" FACE="Palatino">
December 2001
</FONT></P>
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