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    <p align="left"><font face="Arial"><strong><small>About The Author:<br>
	<br>
	</small></strong><span lang="X-NONE" style="color: black"><font size="2">
	ROGER FELDMAN, Co-Chair of Andrews Kurth LLP Climate Change and Carbon 
	Markets Group has practiced law related to the finance of environmental and 
	energy projects and companies for 40 years.&nbsp; In particular, he has analyzed 
	and executed a wide variety and substantial value of project financings.&nbsp; He 
	chairs the American Bar Association&#8217;s Committee on Carbon Trading and 
	Finance, serves on the Board of the American Council for Renewable Energy, 
	and has been a senior official in the Federal Energy Administration.&nbsp; He is 
	a graduate of Brown University, Yale Law School and Harvard Business School.</font></span></font></p>
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    <img src="../images/feldman.gif" alt="Washington Viewpoint by Roger Feldman" border="0" width="375" height="75"><p align="left"><b><u><br>
      </u></b><u><b>February 2009</b></u></p>
	<p align="center"><font size="6"><b>Stimulus VAR Support</b></font></p>
    <p><strong>by Roger Feldman&nbsp; --&nbsp;&nbsp;
    </strong><b>Andrews Kurth, LLP</b><strong><br>
    </strong><font face="Arial" size="2">(<em>originally published by PMA OnLine 
    Magazine: 2009/04/07</em>)<br>
&nbsp;</font></p>
	<div>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">Can 
		clean energy investments carry their important share of the Recovery &amp; 
		Reinvestment load?&nbsp; Here&#8217;s a contrarian answer:&nbsp; its up to the utility 
		industry and its regulators.&nbsp; </span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">In these 
		bleak times the challenge to America is spending public money to fill 
		the gap in investment and preserve jobs.&nbsp; Energy investment has been 
		designated as one key to this goal.&nbsp; The tandem of the &#8220;Smart Grid&#8221; and 
		renewables (slated to receive together many billions of dollars) is 
		meant to be a centerpiece of the program to pump money into the 
		economy.&nbsp; The new wires to be built are to conduct the clean new energy 
		to supplant the use of greenhouse gas emitting fuels and also create 
		&#8220;green jobs.&#8221;&nbsp; Complementing this thrust, energy efficiency savings are 
		to be achieved through a diverse series of buildings and government 
		grants programs which combine for a comparable aggregate amount.&nbsp; 
		(Electric transportation and energy efficient manufacturing 
		demonstration programs are miniscule by conparison.)&nbsp; But there&#8217;s a 
		catch:&nbsp; the nature of the electricity business which is slated to absorb 
		this shock therapy.</span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">Energy 
		policy proponents are accustomed to tie-ups in interregional energy 
		resource, and energy processor internecine squabbles.&nbsp; It is the dirty 
		linen of the business, and it is attested to in the final form of every 
		Energy Bill.&nbsp; They just never thought all those issues would all have to 
		be resolved to save the country.&nbsp; We hope it will.</span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">But 
		there are three major &#8220;matchup&#8221; factors which have to be taken into 
		account in assessing the probability of energy repositioning 
		representing a pillar of recovery.&nbsp; It is these three factors which make 
		the involvement of the utility industry so important.&nbsp; &nbsp;&nbsp;</span></p>
		<blockquote>
			<blockquote>
				<ul>
					<li>
					<p class="BodyTextHanging5SS" style="text-indent: -.25in">
					<span lang="X-NONE" style="color:black">Match of stimulus 
					funding availability and industry capital requirements</span></li>
					<li>
					<p class="BodyTextHanging5SS" style="text-indent: -.25in">
					<span lang="X-NONE" style="color:black">Match of grid needs 
					and grid regulation with renewable power source requirements</span></li>
					<li>
					<p class="BodyTextHanging5SS" style="text-indent: -.25in">
					<span lang="X-NONE" style="color:black">Match of national 
					goals for energy growth/substitution and carbon/other 
					environmental goals</span></li>
				</ul>
			</blockquote>
		</blockquote>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">The 
		renewable energy industry is one that has grown up based on tax credits 
		and leverage, with the former making possible the latter.&nbsp; Its 
		development is certainly made easier if there are mandatory purchase 
		requirements as represented by Resource Portfolio Standards.&nbsp; The 
		overriding problem, therefore, facing the industry is the shrinkage in 
		both the number of financial lenders and the number of investors willing 
		to provide equity for tax credits.&nbsp; The efficacy of the new provisions 
		to provide Treasury direct grant funding in lieu of credits require 
		implementation is critical to success.&nbsp; In any case, however, project 
		development in remotely located areas remains a time consuming process 
		that may fall outside the Stimulus penumbra.</span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">Loan 
		guarantees have proven to be a cumbersome tool for aggressive bank 
		lending to date, particularly when they have been focused on 
		commercializable innovation which can pay back the Government.&nbsp; They 
		work best for the economy when there is someone other than the Federal 
		Financing Bank to make the loans.&nbsp; Again the form and efficiency of the 
		new &#8220;short form&#8221; program which the Stimulus gives to DoE to implement 
		remains to be worked out.&nbsp; It, too, is conceived, however, as a 
		relatively short term rather than a sustaining measure.</span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">More 
		fundamentally, loans--whether guaranteed or not--generally must proceed 
		after pre-development and be based on firm offtake markets.&nbsp; The former 
		is time consuming; &nbsp;the latter is frequently problematic, given the 
		uncertainties as to power market prices (however much those future 
		prices may be fueled by visions of cap-and-trade-driven price 
		escalation).&nbsp; </span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">Who 
		still has the capital, the processing needs, and now entitlement to 
		renewable tax credits?&nbsp; The utilities.&nbsp; If they opposed a Federal RPS 
		designed to meet their power needs, do not contribute to removal of 
		capital constraints, and are only modestly driven to seek to alter 
		current regulation, this energy pillar of recovery is jeopardized.</span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">This 
		conclusion is exacerbated by the fact that renewables&#8217; success in many 
		cases will only be driven if there is a vast expansion of the &#8220;smart 
		grid,&#8221; to which so many dollars have been allocated.&nbsp; There are several 
		different connotations as to the meaning of a &#8220;smart grid&#8221;:&nbsp; the 
		&#8220;smartest grid,&#8221; from a low cost power delivery/cost effectiveness 
		standpoint, might wind up delivering fossil fuel power from remote 
		locations--not quite what renewables&#8217; sponsors probably had in mind.&nbsp; 
		The smartest grid from a renewables standpoint would be one that reached 
		to the far corner of renewables&#8217; power sourcing and was also robust 
		enough (<i>e.g</i>., sources of reactive power) that it could deal with 
		fluctuations in the availability of unstored solar/wind power.&nbsp; The 
		smartest grid from a consumer standpoint, on the other hand, should be 
		flexible enough to accommodate the possibility of varying use to conform 
		not only to renewable power characteristics&#8217; variance, but to the 
		requirements presented by the objective of energy efficiency.&nbsp; Certainly 
		the renewable grid would be costly--$100 billion according to a recent 
		study sponsored by several ISOs.&nbsp; Its efficiency smartness is only 
		maximized when utility revenues and rates are decoupled so that 
		utilities become a friend, not a foe, of required demand.&nbsp; Certainly 
		this would be controversial.&nbsp; Why?&nbsp; A recent Wall Street Journal 
		characterization says it all:&nbsp; &#8220;Less Demand, Same Great Revenue.&#8221;</span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">Whatever 
		grid is the smartest of them all, and however much support it may 
		receive, it is clear from years of experience that its development will 
		face many of the types of regulatory issues which grid development has 
		in the past, exacerbated by the requirements of the types of long 
		distance construction which the program may entail.&nbsp; To be anticipated, 
		for example, are resistance from affected landowners, quarrels over who 
		should pay for the grid, timing delays in getting permits, and continued 
		assertion of individual state&#8217;s rights versus the assertion of national 
		policy requirements by the Federal government.</span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">It&#8217;s no 
		wonder that various proposals of the Stimulus Bill had buried in them 
		variations regulatory incentives:&nbsp; expenditure of funds by itself just 
		doesn&#8217;t cure these problems.&nbsp; Probably the most dramatic that did 
		succeed is the empowerment of certain Federal power agencies to exercise 
		their eminent domain authority to build transmission wires.&nbsp; In part, 
		that represents an effort to basically minimize the otherwise extended 
		siting process.&nbsp; Not all measures with regulatory overtones were as 
		successful.&nbsp; Pushback was experienced, for example, regarding programs 
		linking efficiency incentives to the introduction of rate decoupling.&nbsp; 
		None of the regulatory fixes to achieve a smart system directly 
		addressed the underlying allocation of transmission costs problem:&nbsp; it 
		remains a sore point for both utilities and renewable project sponsors.</span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">Hovering 
		over these issues is an environmental cloud:&nbsp; the uncertainty of to what 
		extent power prices will be driven upward by cap and trade carbon 
		regulation.&nbsp; To such an extent that renewables will be competitive in 
		the future?&nbsp; This is likely to be particularly important, if tax 
		incentives prove insufficient (as many believe they will) for investors 
		to counterbalance the lower cost of conventional technology choices.&nbsp; 
		Renewables then may be competitive in some cases only if the most 
		stringent of caps (with resulting costs) are installed.&nbsp; Additionally, 
		to the extent renewables have been &#8220;pulled&#8221; into the market by Resource 
		Performance Standards, to the extent to which RECs are replaced by 
		&#8220;unbundling&#8221; into carbon credits, this key regulatory incentive for 
		renewables may be confused or even vitiated.&nbsp; Directly or indirectly, it 
		is the interface of environmental regulation with utility reserve 
		planning which will be at the heart of the matter.</span></p>
		<p class="BodyText05DS"><span lang="X-NONE" style="color:black">Of 
		course no one institution has the power to deal separately with all of 
		the non-financial challenges which are presented to the implementation 
		of the energy component of the Stimulus package.&nbsp; Perhaps, however, the 
		institution least incented is that with the greatest investment in 
		existing infrastructure, which definitely stands to have collateral 
		costs from the new energy programs imposed on it by the Stimulus and 
		related policies, but which does not stand to directly benefit from a 
		significant portion of the Stimulus benefits.&nbsp; This appears to be the 
		public utility industry.</span></p>
		<span lang="X-NONE" style="font-size: 12.0pt; color: black">One of the 
		better ways the issues which a private sponsor/Stimulus subsidized 
		project likely will confront is to initiate now a review of how Federal 
		policies could serve to constructively address the issues.&nbsp; While doing 
		all it can to make the Stimulus program work, it certainly would appear 
		that a conscious reaching out by Federal authorities to the stalwarts of 
		the energy game, the utility industry, might be a productive 
		undertaking, if energy is going to carry its significant portion of the 
		recovery and reinvestment ball.&nbsp; Ratemaking, regulation, and the 
		governmental programs specifically addressing issues like those 
		affecting public utilities may be key to making the Stimulus work.&nbsp; To 
		build more energy infrastructure in the renewables and energy efficiency 
		space, the program must enlist the utility industry, not as a passive 
		subject of change, but as a pragmatic advocate of Stimulus initiatives.&nbsp; 
		At the very least the policy equivalent of VAR support is critical.</span><span lang="X-NONE" style="font-size: 12.0pt; font-family: Times New Roman; color: black"><br>
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text-align:left"><font face="Arial" size="2">
	<span lang="X-NONE" style="color: black">ROGER FELDMAN, Co-Chair of Andrews 
	Kurth LLP Climate Change and Carbon Markets Group has practiced law related 
	to the finance of environmental and energy projects and companies for 40 
	years.&nbsp; In particular, he has analyzed and executed a wide variety and 
	substantial value of project financings.&nbsp; He chairs the American Bar 
	Association&#8217;s Committee on Carbon Trading and Finance, serves on the Board 
	of the American Council for Renewable Energy, and has been a senior official 
	in the Federal Energy Administration.&nbsp; He is a graduate of Brown University, 
	Yale Law School and Harvard Business School.</span></font></p>

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